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Experience

With over 15 years of individual wealth planning and 401(k) consulting experience, we invite you to explore how Monterey Wealth can help you develop a custom plan for your unique situation.

Transparency

You have a right to know what services you are receiving and what you are paying for them. Our 100% transparency guarantee ensures you are able to fairly evaluate the value you are receiving.

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Independence

No sales quotas and no proprietary product requirements from home office allows us to build custom strategies that fit your needs and not those of some nameless, faceless corporation.

S&P 500

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Dow Jones Industrial Average

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NASDAQ Composite

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401(k) Consulting

We are proud to partner with LPL Financial’s Retirement Partners Consulting Program which gives our clients access to cutting-edge 401(k) resources to ensure the plan is operating in an efficient and transparent manner. When we meet with our 401(k) clients face-to-face quarterly or bi-annually, we leverage these critical tools:

  • 3(21) or 3(38) Co-fiduciary Monitoring System
  • Fiduciary Vault – Stores meeting minutes and plan documents
  • Pension Resource Institute – Provides fiduciary education and resources to plan sponsors
  • Fee Comparison and Analysis – Enables a transparent fee structure
  • Fund Lineup Comparison – Allows performance comparison of fund lineup

The Power of Independence

We are proud to be affiliated with LPL Financial, the largest independent broker/dealer* in the country, since 2005. LPL Financial has consistently been committed to our client’s success by providing: 

  • Scalability and Leverage
  • Technology and Research
  • Independence with no sales quotas
  • Compliance oversight

*As reported by Financial Planning magazine June 1996-2018.

Check the background of investment professionals associated with this site at FINRA’s BrokerCheck